Senior Risk and Compliance Analyst - Regulatory FTC (VA401)

Location:
  • Guernsey
Department: Compliance
Experience: Recent experience of file reviews and general working to compliance monitoring plans. Good working knowledge of AML/CFT/CPF legislation and GFSC Handbook. Skilled with Excel, word and PowerPoint.

Our Risk & Compliance Team is looking to recruit a Senior Risk and Compliance Analyst to work closely with the Compliance Manager and provide support to the Head of Risk & Compliance as required. The principal purpose of this role is to assist the law firm and its regulated business in meeting their obligations under AML/CFT and regulatory legislation and rules including monitoring; assisting with projects and the provision of Management Information for all entities. 

This role is for an initial 9-month Fixed Term Contract to cover a period of parental leave. 

Principal duties will include:

  • Active participation in Compliance themed projects
  • Undertake Compliance Monitoring in respect of both the legal practice and fiduciary subsidiary
  • Facilitating the provision of Management information in relation to Risk & Compliance and AML/CFT business as usual requirements
  • Assisting with ad hoc CDD queries from all areas of the business 
  • Undertake independent data searches/EDD searches as and when requested
  • Support a positive working relationship between the Risk & Compliance Team and business units through regular and effective communication
  • Assist with the the updating of existing systems and controls, policies and procedures in line with changes in legislation
  • Assisting with the maintenance of the Compliance pages on the business' Intranet
  • Development of IT systems to assist compliance function in carrying out of duties
  • Internal consultancy for the team processing the different matters in providing technical assistance in conjunction with input from the team
  • Identification of sanction screening results and acting upon results as applicable

The ideal candidate will have:

  • At least 3 years' experience as a risk/compliance professional or equivalent
  • Good understanding of financial services and/or legal sector
  • Good understanding of GFSC fiduciary rules
  • Excellent knowledge of MS Office
  • Excellent communication and presentation skills
  • Excellent problem-solving and decision making ability
  • Strong analytical skills and a good eye for detail
  • Working towards or ICA qualified at Diploma level or equivalent

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